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Insider Trading disclosures for Gladstone Investment Corporation

The latest disclosure was made by David A. R. Dullum in Gladstone Investment Corporation where a trade of 3,000 Common Stock done was reported to US exchanges on Oct. 10, 2024.

Insider trading is the trading of a company’s securities by individuals with access to confidential or material non-public information about the company. A company is required to report trading by corporate officers, directors, or other company members with significant access to privileged information to the Securities and Exchange Commission (SEC).

Client Name Client Category Action Reported to Exchange Quantity Post Transaction Holding Traded % Avg. Price Value Security Type
David A. R. Dullum President Gift of securities by or to the insider at price $ 0.00 per share. 10 Oct 2024 3,000 0 (0%) 0% 0 Common Stock
David A. R. Dullum President Purchase of securities on an exchange or from another person at price $ 13.39 per share. 07 Aug 2023 5,000 149,916 (0%) 0% 13.4 66,966 Common Stock
Rachael Easton CFO and Treasurer Purchase of securities on an exchange or from another person at price $ 13.12 per share. 16 Mar 2023 375 750 (0%) 0% 13.1 4,920 Common Stock
David A. R. Dullum President Purchase of securities on an exchange or from another person at price $ 12.84 per share. 14 Mar 2023 3,000 144,916 (0%) 0% 12.8 38,520 Common Stock
Walter H. Wilkinson Director Purchase of securities on an exchange or from another person at price $ 13.96 per share. 06 Feb 2023 3,661 26,153 (0%) 0% 14.0 51,108 Common Stock
Jennifer Smith Chief Valuation Officer Purchase of securities on an exchange or from another person at price $ 15.61 per share. 19 Aug 2022 100 100 (0%) 0% 15.6 1,561 Common Stock
David A. R. Dullum President Purchase of securities on an exchange or from another person at price $ 12.75 per share. 14 Jun 2022 4,000 138,916 (0%) 0% 12.7 50,995 Common Stock
Rachael Easton CFO and Treasurer Purchase of securities on an exchange or from another person at price $ 14.51 per share. 20 May 2022 175 375 (0%) 0% 14.5 2,540 Common Stock
David A. R. Dullum President Purchase of securities on an exchange or from another person at price $ 14.69 per share. 24 Feb 2022 2,500 134,916 (0%) 0% 14.7 36,725 Common Stock
David A. R. Dullum President Purchase of securities on an exchange or from another person at price $ 14.46 per share. 24 Feb 2022 3,000 132,416 (0%) 0% 14.5 43,380 Common Stock
Rachael Easton CFO and Treasurer Purchase of securities on an exchange or from another person at price $ 14.92 per share. 23 Feb 2022 200 200 (0%) 0% 14.9 2,985 Common Stock
David A. R. Dullum President Purchase of securities on an exchange or from another person at price $ 16.54 per share. 03 Dec 2021 3,000 129,416 (0%) 0% 16.5 49,620 Common Stock
David A. R. Dullum President Purchase of securities on an exchange or from another person at price $ 6.80 per share. 23 Mar 2020 2,500 126,416 (0%) 0% 6.8 17,000 Common Stock
Terry Lee Brubaker Director, Chief Operating Officer Purchase of securities on an exchange or from another person at price $ 6.83 per share. 23 Mar 2020 2,500 16,233 (0%) 0% 6.8 17,070 Common Stock
Julia Ryan Chief Financial Officer Purchase of securities on an exchange or from another person at price $ 8.18 per share. 20 Mar 2020 2,500 4,000 (0%) 0% 8.2 20,438 Common stock
Terry Lee Brubaker Director, Chief Operating Officer Purchase of securities on an exchange or from another person at price $ 6.73 per share. 19 Mar 2020 2,500 13,733 (0%) 0% 6.7 16,825 Common Stock
David A. R. Dullum President Purchase of securities on an exchange or from another person at price $ 7.20 per share. 18 Mar 2020 8,000 123,916 (0%) 0% 7.2 57,600 Common Stock
Terry Lee Brubaker Director, Chief Operating Officer Purchase of securities on an exchange or from another person at price $ 7.35 per share. 18 Mar 2020 2,500 11,233 (0%) 0% 7.4 18,375 Common Stock
Michael Licalsi General Counsel and Secretary Purchase of securities on an exchange or from another person at price $ 8.74 per share. 16 Mar 2020 1,000 9,144 - 8.7 8,735 Common stock
David A. R. Dullum President Purchase of securities on an exchange or from another person at price $ 8.99 per share. 12 Mar 2020 5,000 115,916 (0%) 0% 9.0 44,950 Common Stock
David A. R. Dullum President Purchase of securities on an exchange or from another person at price $ 10.49 per share. 11 Mar 2020 10,000 110,916 (0%) 0% 10.5 104,900 Common Stock
David A. R. Dullum President Purchase of securities on an exchange or from another person at price $ 11.86 per share. 02 Mar 2020 3,300 100,916 (0%) 0% 11.9 39,138 Common Stock
David A. R. Dullum President Purchase of securities on an exchange or from another person at price $ 12.44 per share. 13 Sep 2019 2,400 97,616 (0%) 0% 12.4 29,856 Common Stock
David Gladstone Director, CEO Purchase of securities on an exchange or from another person at price $ 11.99 per share. 09 Sep 2019 20,581 666,554 (2%) 0% 12.0 246,766 Common Stock
Terry Lee Brubaker Director, Chief Operating Officer Sale of securities on an exchange or to another person at price $ 11.52 per share. 16 Aug 2019 21,501 8,733 (0%) 0% 11.5 247,700 Common Stock
Terry Lee Brubaker Director, Chief Operating Officer Sale of securities on an exchange or to another person at price $ 11.38 per share. 14 Aug 2019 21,501 30,234 (0%) 0% 11.4 244,690 Common Stock
David A. R. Dullum President Purchase of securities on an exchange or from another person at price $ 11.10 per share. 04 Jun 2019 2,000 95,216 (0%) 0% 11.1 22,200 Common Stock
David A. R. Dullum President Purchase of securities on an exchange or from another person at price $ 9.90 per share. 12 Dec 2018 1,400 93,216 (0%) 0% 9.9 13,860 Common Stock
David A. R. Dullum President Purchase of securities on an exchange or from another person at price $ 9.94 per share. 08 Nov 2018 5,600 91,816 (0%) 0% 9.9 55,664 Common Stock
Julia Ryan Chief Financial Officer Purchase of securities on an exchange or from another person at price $ 9.98 per share. 08 Nov 2018 1,500 1,500 (0%) 0% 10.0 14,970 Common stock
David A. R. Dullum President Purchase of securities on an exchange or from another person at price $ 9.56 per share. 05 Mar 2018 5,000 86,216 (0%) 0% 9.6 47,800 Common Stock
Walter H. Wilkinson None Purchase of securities on an exchange or from another person at price $ 10.84 per share. 28 Nov 2017 5,730 14,416 (0%) 0% 10.8 62,113 Common Stock
David Gladstone Director, CEO Purchase of securities on an exchange or from another person at price $ 9.25 per share. 14 Jun 2017 20,000 645,973 (1%) 0% 9.3 185,000 Common Stock
David Gladstone Director, CEO Purchase of securities on an exchange or from another person at price $ 9.26 per share. 14 Jun 2017 4,000 625,973 (1%) 0% 9.3 37,028 Common Stock
David Gladstone Director, CEO Purchase of securities on an exchange or from another person at price $ 8.70 per share. 13 Mar 2017 5,000 621,973 (2%) 0% 8.7 43,484 Common Stock
David A. R. Dullum President Purchase of securities on an exchange or from another person at price $ 8.77 per share. 09 Mar 2017 5,000 81,216 (0%) 0% 8.8 43,843 Common Stock
David A. R. Dullum President Purchase of securities on an exchange or from another person at price $ 8.49 per share. 09 Mar 2017 3,100 75,316 (0%) 0% 8.5 26,319 Common Stock
David A. R. Dullum President Purchase of securities on an exchange or from another person at price $ 8.50 per share. 09 Mar 2017 900 76,216 (0%) 0% 8.5 7,650 Common Stock
Terry Lee Brubaker Director, Chief Operating Officer Sale of securities on an exchange or to another person at price $ 9.18 per share. 06 Mar 2017 104,936 43,711 (0%) 0% 9.2 963,313 Common Stock
Terry Lee Brubaker Director, Chief Operating Officer Sale of securities on an exchange or to another person at price $ 9.20 per share. 03 Mar 2017 59,963 139,914 (0%) 0% 9.2 551,664 Common Stock
David A. R. Dullum President Purchase of securities on an exchange or from another person at price $ 0.00 per share. 07 Nov 2016 4,000 73,565 - - Common Stock
Terry Lee Brubaker Director, Chief Operating Officer Sale of securities on an exchange or to another person at price $ 0.00 per share. 12 Aug 2016 4,380 0 - - Common Stock
Terry Lee Brubaker Director, Chief Operating Officer Sale of securities on an exchange or to another person at price $ 0.00 per share. 12 Aug 2016 5,400 4,380 - - Common Stock
Terry Lee Brubaker Director, Chief Operating Officer Sale of securities on an exchange or to another person at price $ 0.00 per share. 12 Aug 2016 500 9,780 - - Common Stock
Terry Lee Brubaker Director, Chief Operating Officer Sale of securities on an exchange or to another person at price $ 0.00 per share. 12 Aug 2016 15,317 198,863 - - Common Stock
Terry Lee Brubaker Director, Chief Operating Officer Sale of securities on an exchange or to another person at price $ 0.00 per share. 12 Aug 2016 5,400 232,597 - - Common Stock
Terry Lee Brubaker Director, Chief Operating Officer Sale of securities on an exchange or to another person at price $ 0.00 per share. 12 Aug 2016 18,417 214,180 - - Common Stock
David A. R. Dullum President Purchase of securities on an exchange or from another person at price $ 0.00 per share. 08 Feb 2016 5,000 69,565 - - Common Stock
David Gladstone Director, CEO Purchase of securities on an exchange or from another person at price $ 0.00 per share. 14 Dec 2015 90,000 616,973 - - Common Stock
David Gladstone Director, Chief Executive Officer Purchase of securities on an exchange or from another person at price $ 0.00 per share. 15 Jun 2015 117,858 524,594 - - Common Stock
David Gladstone Director, Chief Executive Officer Purchase of securities on an exchange or from another person at price $ 0.00 per share. 15 Jun 2015 32,142 406,736 - - Common Stock
David Gladstone Director, Chief Executive Officer Purchase of securities on an exchange or from another person at price $ 0.00 per share. 15 Jun 2015 1,095 369,568 - - Common Stock
David Gladstone Director, Chief Executive Officer Purchase of securities on an exchange or from another person at price $ 0.00 per share. 15 Jun 2015 2,379 526,973 - - Common Stock
David Gladstone Director, Chief Executive Officer Purchase of securities on an exchange or from another person at price $ 0.00 per share. 15 Jun 2015 5,026 374,594 - - Common Stock
Caren D. Merrick None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 01 Jun 2015 1,965 1,965 - - Common Stock
Walter H. Wilkinson None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 13 Mar 2015 6,750 6,750 - - Common Stock
David Watson CFO and Treasurer Purchase of securities on an exchange or from another person at price $ 0.00 per share. 09 Dec 2014 500 11,580 - - Common Stock
David A. R. Dullum Director, President Purchase of securities on an exchange or from another person at price $ 0.00 per share. 08 Dec 2014 700 59,565 - - Common Stock
David A. R. Dullum Director, President Purchase of securities on an exchange or from another person at price $ 0.00 per share. 08 Dec 2014 5,000 64,565 - - Common Stock
David Gladstone Director, Chief Executive Officer Purchase of securities on an exchange or from another person at price $ 0.00 per share. 13 Nov 2014 50,000 368,384 - - Common Stock
Terry Lee Brubaker Director, Chief Operating Officer Purchase of securities on an exchange or from another person at price $ 0.00 per share. 08 Aug 2014 40,000 202,453 - - Common Stock
David A. R. Dullum Director, President Purchase of securities on an exchange or from another person at price $ 0.00 per share. 14 Mar 2014 15,000 58,865 - - Common Stock
Michael Licalsi Internal Counsel and Secretary Purchase of securities on an exchange or from another person at price $ 0.00 per share. 14 Mar 2014 100 3,452 - - Common Stock
David Gladstone Director, Chief Executive Officer Purchase of securities on an exchange or from another person at price $ 0.00 per share. 10 Feb 2014 2,000 317,495 - - Common Stock
David Watson CFO and Treasurer Purchase of securities on an exchange or from another person at price $ 0.00 per share. 10 Feb 2014 1,000 11,080 - - Common Stock
Terry Lee Brubaker Director, Chief Operating Officer Purchase of securities on an exchange or from another person at price $ 0.00 per share. 07 Feb 2014 80,000 157,433 - - Common Stock
Terry Lee Brubaker Director, Chief Operating Officer Purchase of securities on an exchange or from another person at price $ 0.00 per share. 12 Dec 2013 29,100 76,758 - - Common Stock
Terry Lee Brubaker Director, Chief Operating Officer Purchase of securities on an exchange or from another person at price $ 0.00 per share. 11 Dec 2013 2,800 47,458 - - Common Stock
Terry Lee Brubaker Director, Chief Operating Officer Purchase of securities on an exchange or from another person at price $ 0.00 per share. 11 Dec 2013 200 47,658 - - Common Stock
David Gladstone Director, Chief Executive Officer Purchase of securities on an exchange or from another person at price $ 0.00 per share. 10 Dec 2013 24,000 315,495 - - Common Stock
Terry Lee Brubaker Director, Chief Operating Officer Purchase of securities on an exchange or from another person at price $ 0.00 per share. 09 Dec 2013 1,000 44,658 - - Common Stock
Terry Lee Brubaker Director, Chief Operating Officer Purchase of securities on an exchange or from another person at price $ 0.00 per share. 27 Nov 2013 3,000 43,658 - - Common Stock
Terry Lee Brubaker Director, Chief Operating Officer Purchase of securities on an exchange or from another person at price $ 0.00 per share. 26 Nov 2013 7,900 40,658 - - Common Stock
Terry Lee Brubaker Director, Chief Operating Officer Purchase of securities on an exchange or from another person at price $ 0.00 per share. 26 Nov 2013 6,000 10,280 - - Common Stock
David Gladstone Director, Chief Executive Officer Purchase of securities on an exchange or from another person at price $ 0.00 per share. 18 Nov 2013 20,000 291,494 - - Common Stock
David A. R. Dullum Director, President Purchase of securities on an exchange or from another person at price $ 0.00 per share. 13 Nov 2013 6,700 41,516 - - Common Stock
David A. R. Dullum Director, President Purchase of securities on an exchange or from another person at price $ 0.00 per share. 13 Nov 2013 100 34,816 - - Common Stock
David A. R. Dullum Director, President Purchase of securities on an exchange or from another person at price $ 0.00 per share. 13 Nov 2013 1,000 42,516 - - Common Stock
David Watson CFO and Treasurer Purchase of securities on an exchange or from another person at price $ 0.00 per share. 11 Nov 2013 3,600 10,080 - - Common Stock
Paul W. Adelgren None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 14 Mar 2012 875 3,714 - - Common Stock
Gerard Mead None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 12 Sep 2011 100 12,466 - - Common Stock
David Gladstone Director, CEO Purchase of securities on an exchange or from another person at price $ 0.00 per share. 09 Sep 2011 6,000 250,254 - - Common Stock
David A. R. Dullum Director, President Purchase of securities on an exchange or from another person at price $ 0.00 per share. 06 Sep 2011 4,000 34,716 - - Common Stock
Terry Lee Brubaker Director, COO Purchase of securities on an exchange or from another person at price $ 0.00 per share. 06 Sep 2011 10,000 30,018 - - Common Stock
David Watson CFO Purchase of securities on an exchange or from another person at price $ 0.00 per share. 06 Sep 2011 1,000 6,164 - - Common Stock
Gerard Mead None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 10 Aug 2011 100 12,378 - - Common Stock
Terry Lee Brubaker Director, COO Sale of securities on an exchange or to another person at price $ 0.00 per share. 09 Aug 2011 500 29,410 - - Common Stock
Terry Lee Brubaker Director, COO Sale of securities on an exchange or to another person at price $ 0.00 per share. 09 Aug 2011 9,500 19,910 - - Common Stock
Terry Lee Brubaker Director, COO Purchase of securities on an exchange or from another person at price $ 0.00 per share. 05 Aug 2011 10,000 29,910 - - Common Stock
David Watson CFO Purchase of securities on an exchange or from another person at price $ 0.00 per share. 06 Jun 2011 500 5,060 - - Common Stock
David A. R. Dullum Director, President Purchase of securities on an exchange or from another person at price $ 0.00 per share. 01 Jun 2011 3,398 30,716 - - Common Stock
David Watson CFO Purchase of securities on an exchange or from another person at price $ 0.00 per share. 26 May 2011 1,000 4,538 - - Common Stock
Paul W. Adelgren None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 24 Feb 2011 650 2,619 - - Common Stock
Licalsi Michael Internal Counse; Asst. Sec. Purchase of securities on an exchange or from another person at price $ 0.00 per share. 07 Feb 2011 402 1,436 - - Common Stock
Licalsi Michael Internal Counse; Asst. Sec. Purchase of securities on an exchange or from another person at price $ 0.00 per share. 07 Feb 2011 673 2,109 - - Common Stock
David A. R. Dullum Director, President Purchase of securities on an exchange or from another person at price $ 0.00 per share. 04 Feb 2011 3,000 27,318 - - Common Stock
John Reilly None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 04 Feb 2011 4,000 4,000 - - Common Stock
David A. R. Dullum Director, President Purchase of securities on an exchange or from another person at price $ 0.00 per share. 19 Nov 2010 1,500 24,318 - - Common Stock
Terry Lee Brubaker Director, COO Purchase of securities on an exchange or from another person at price $ 0.00 per share. 30 Sep 2010 4,300 19,071 - - Common Stock
David Watson CFO Purchase of securities on an exchange or from another person at price $ 0.00 per share. 11 Aug 2010 1,500 3,000 - - Common Stock
David Watson CFO Purchase of securities on an exchange or from another person at price $ 0.00 per share. 11 Aug 2010 500 3,500 - - Common Stock
Licalsi Michael Asst. Secretary Purchase of securities on an exchange or from another person at price $ 0.00 per share. 11 Aug 2010 1,000 1,000 - - Common Stock
Licalsi Michael Asst. Secretary Purchase of securities on an exchange or from another person at price $ 0.00 per share. 06 Aug 2010 1,532 1,532 - - Common Stock
Licalsi Michael Asst. Secretary Purchase of securities on an exchange or from another person at price $ 0.00 per share. 06 Aug 2010 968 2,500 - - Common Stock
David Watson CFO Purchase of securities on an exchange or from another person at price $ 0.00 per share. 05 Aug 2010 1,500 1,500 - - Common Stock
David A. R. Dullum Director, President Purchase of securities on an exchange or from another person at price $ 0.00 per share. 24 Feb 2009 4,000 22,818 - - Common Stock
Gerard Mead None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 24 Feb 2009 1,000 10,132 - - Common Stock
Terry Lee Brubaker Director, COO Purchase of securities on an exchange or from another person at price $ 0.00 per share. 28 Nov 2008 500 16,050 - - Common Stock
Gerard Mead None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 19 Nov 2008 1,000 8,643 - - Common Stock
David A. R. Dullum Director, President Purchase of securities on an exchange or from another person at price $ 0.00 per share. 14 Nov 2008 2,000 20,167 - - Common Stock
Gerard Mead None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 13 Nov 2008 1,000 7,643 - - Common Stock
George Stelljes Director, CIO Purchase of securities on an exchange or from another person at price $ 0.00 per share. 12 Nov 2008 2,000 20,995 - - Common Stock
Mark Perrigo CFO Purchase of securities on an exchange or from another person at price $ 0.00 per share. 12 Nov 2008 250 561 - - Common Stock
David A. R. Dullum Director, President Purchase of securities on an exchange or from another person at price $ 0.00 per share. 10 Nov 2008 3,000 18,167 - - Common Stock
Gerard Mead None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 16 Sep 2008 200 6,239 - - Common Stock
Mark Perrigo CFO Purchase of securities on an exchange or from another person at price $ 0.00 per share. 16 Sep 2008 110 310 - - Common Stock
Gerard Mead None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 15 Sep 2008 200 5,539 - - Common Stock
Gerard Mead None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 15 Sep 2008 500 6,039 - - Common Stock
David A. R. Dullum Director, President Purchase of securities on an exchange or from another person at price $ 0.00 per share. 02 Sep 2008 3,000 15,167 - - Common Stock
George Stelljes Director, CIO Purchase of securities on an exchange or from another person at price $ 0.00 per share. 27 Jun 2008 1,000 18,322 - - Common Stock
Gerard Mead None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 27 Jun 2008 1,000 5,389 - - Common Stock
Mark Perrigo CFO Purchase of securities on an exchange or from another person at price $ 0.00 per share. 06 Jun 2008 200 200 - - Common Stock
Gerard Mead None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 04 Jun 2008 1,000 4,389 - - Common Stock
Gerard Mead None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 02 Jun 2008 500 3,389 - - Common Stock
David Gladstone Director, CEO 21 Apr 2008 43,138 0 - - Subscription Rights (right to buy)
David Gladstone Director, CEO 21 Apr 2008 43,138 172,552 - - Common Stock
David A. R. Dullum Director, President 21 Apr 2008 2,704 0 - - Subscription Rights (right to buy)
David A. R. Dullum Director, President 21 Apr 2008 337 0 - - Subscription Rights (right to buy)
David A. R. Dullum Director, President 21 Apr 2008 2,704 10,818 - - Common Stock
David A. R. Dullum Director, President 21 Apr 2008 337 1,349 - - Common Stock
George Stelljes Director, CIO 21 Apr 2008 4,285 0 - - Subscription Rights (right to buy)
George Stelljes Director, CIO 21 Apr 2008 4,285 17,141 - - Common Stock
Harry Brill Other 21 Apr 2008 284 0 - - Subscription Rights (right to buy)
Harry Brill Other 21 Apr 2008 284 1,136 - - Common Stock
Michela A. English None 21 Apr 2008 333 1,333 - - Common Stock
Michela A. English None 21 Apr 2008 333 0 - - Subscription Rights (right to buy)
Paul W. Adelgren None 21 Apr 2008 358 1,434 - - Common Stock
Paul W. Adelgren None 21 Apr 2008 358 0 - - Subscription Rights (right to buy)
Terry Lee Brubaker Director, COO 21 Apr 2008 2,941 0 - - Subscription Rights (right to buy)
Terry Lee Brubaker Director, COO 21 Apr 2008 666 0 - - Subscription Rights (right to buy)
Terry Lee Brubaker Director, COO 21 Apr 2008 2,941 11,790 - - Common Stock
Terry Lee Brubaker Director, COO 21 Apr 2008 666 2,666 - - Common Stock
Anthony W. Parker None 21 Apr 2008 1,370 0 - - Subscription Rights (right to buy)
Anthony W. Parker None 21 Apr 2008 1,370 5,480 - - Common Stock
John H. Outland None 21 Apr 2008 505 1,581 - - Common Stock
John H. Outland None 21 Apr 2008 505 0 - - Subscription Rights (right to buy)
Gerard Mead None 21 Apr 2008 1,784 2,863 - - Common Stock
Gerard Mead None 21 Apr 2008 1,784 0 - - Subscription Rights (right to buy)
Gary Gerson Treasurer 21 Apr 2008 33 133 - - Common Stock
Gary Gerson Treasurer 21 Apr 2008 111 445 - - Common Stock
Gary Gerson Treasurer 21 Apr 2008 33 0 - - Subscription Rights (right to buy)
Gary Gerson Treasurer 21 Apr 2008 111 0 - - Subscription Rights (right to buy)
Williams Allyson Other 21 Apr 2008 71 286 - - Common Stock
Williams Allyson Other 21 Apr 2008 71 0 - - Subscription Rights (right to buy)
Cheetham Kevin Other 21 Apr 2008 84 0 - - Subscription Rights (right to buy)
Cheetham Kevin Other 21 Apr 2008 84 338 - - Common Stock
George Stelljes Director, Chief Investment Officer Purchase of securities on an exchange or from another person at price $ 0.00 per share. 28 Dec 2007 2,000 12,609 - - Common Stock
David Gladstone Director, CEO Purchase of securities on an exchange or from another person at price $ 0.00 per share. 27 Dec 2007 5,000 121,558 - - Common Stock
Cheetham Kevin Other Purchase of securities on an exchange or from another person at price $ 0.00 per share. 18 Dec 2007 250 250 - - Common Stock
David Gladstone Director, CEO Purchase of securities on an exchange or from another person at price $ 0.00 per share. 14 Dec 2007 1,000 116,558 - - Common Stock
Gerard Mead None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 16 Aug 2007 400 1,016 - - Common Stock
Gerard Mead None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 15 Aug 2007 100 616 - - Common Stock
David A. R. Dullum None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 13 Aug 2007 1,000 9,126 - - Common Stock
Gerard Mead None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 13 Mar 2007 300 502 - - Common Stock
George Stelljes Director, Chief Investment Officer Purchase of securities on an exchange or from another person at price $ 0.00 per share. 29 Dec 2006 5,000 10,318 - - Common Stock
David Gladstone Director, CEO Purchase of securities on an exchange or from another person at price $ 0.00 per share. 27 Dec 2006 6,200 112,477 - - Common Stock
Paul W. Adelgren None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 08 Dec 2006 1,000 1,000 - - Common Stock
Gerard Mead None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 27 Nov 2006 200 200 - - Common Stock
David Gladstone Director, Chief Executive Officer Purchase of securities on an exchange or from another person at price $ 0.00 per share. 28 Jun 2005 100,000 100,100 - - Common Stock
David A. R. Dullum None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 28 Jun 2005 7,000 7,000 - - Common Stock
David A. R. Dullum None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 28 Jun 2005 1,000 1,000 - - Common Stock
George Stelljes Director, Chief Investment Officer Purchase of securities on an exchange or from another person at price $ 0.00 per share. 28 Jun 2005 5,000 5,000 - - Common Stock
Harry Brill Chief Financial Officer Purchase of securities on an exchange or from another person at price $ 0.00 per share. 28 Jun 2005 750 750 - - Common Stock
Michela A. English None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 28 Jun 2005 1,000 1,000 - - Common Stock
Terry Lee Brubaker Director, Chief Operating Officer Purchase of securities on an exchange or from another person at price $ 0.00 per share. 28 Jun 2005 8,400 8,400 - - Common Stock
Terry Lee Brubaker Director, Chief Operating Officer Purchase of securities on an exchange or from another person at price $ 0.00 per share. 28 Jun 2005 2,000 2,000 - - Common Stock
Anthony W. Parker None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 28 Jun 2005 3,584 3,584 - - Common Stock
John H. Outland None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 28 Jun 2005 1,000 1,000 - - Common Stock
*All Values are in $ Million
Client Category: Promoter/ KMP/ Director / Immediate Relatives / Employee / etc  
Security Type: Share/ Warrants / Convertible Debentures
Data as reported to USA Exchanges
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